Jobs near New York: 22,623
RS
Relevance Score ranked on: SURVEILLANCE
Trade Surveillance and/or AML Senior Java Developer/Engineer
New York
Java Developer/ Engineer as part of the Compliance, Surveillance & Supervision Product Technology team. The team is responsible for providing technology solutions for the Compliance, Surveillance & Supervisory product group which leverage both in-house built and vendor tools (e.g. NICE Actimize, SMAR...
Search Terms: Java Developer, Surveillance, Trade, Senior, Java
87.8
0.4mi
Updated: September 21
AVP, Senior Compliance Surveillance Analyst and#x2013; NAM Market Surveillance (Hybrid)
Jersey City
Reviewing data and analysis of surveillance and trading activity while also developing, maintaining and performing surveillance reviews. Identifying potential risks for the Firm and escalating the matter to a designated manager and to the legal representative and the respective product coverage areas...
Search Terms: Surveillance, Compliance, Analyst, Senior, Technology
87.3
3.1mi
Updated: September 27
Vice President, Markets Risk and Surveillance
New York
Provide day-to-day oversight of tasks performed by the Risk Surveillance Unit, based around Swap Dealer Reporting requirements. Provide oversight over Market Conduct monitoring for all Global Markets activity. Ensure metrics are designed to measure key regulatory risks and control performance, monito...
Search Terms: Risk, Vice President, Surveillance, President, Total Rewards
87
0.4mi
Updated: October 02
Market Risk Valuation andamp; Market Surveillanceand#x2013; Associate / VP
New York
Market Risk Valuation & Market Surveillance– Associate / VP - New York, United States of America. Santander Capital Markets is looking for a Market Risk Valuation & Market Surveillance-Associate/ VP - Solid knowledge of financial instruments, markets, trading and clearing practices. Knowledge of Equi...
Search Terms: Risk, VP, Valuation, Surveillance, Associate
86.7
0.4mi
Updated: September 29
CIB Electronic Communication Surveillance Specialist
NEW YORK
Lead complex initiatives with broad impact which are designed to mitigate current and emerging business risk issues and concerns; act as key participant in large-scale, cross-functional planning for the business. Assess, analyze, and design complex and multi-faceted controls, protocols, and approache...
Search Terms: Communication, Surveillance, Business Operations, Electronic, Specialist
86.5
0.4mi
Updated: October 01
Audit Supervisor Global Markets Trade Surveillance
New York
This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs) within Global Markets and Trade Surveillance. Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and rec...
Search Terms: Audit, Surveillance, Trade, Supervisor, Global
86.3
0mi
Updated: October 01
Electronic Communications Surveillance Compliance (Temporary)
New York
Will include, but are not limited to: Diagram the workflow of data from Wedbush's systems to the electronic archival platform Establish controls with the IT team to ensure that all eligible data is going to the electronic archival platform Work with directly with the CCO to deploy training for superv...
Search Terms: Communications, Electronic, Compliance, Surveillance, Communication
83.6
0.4mi
Updated: September 20
Compliance Surveillance Sr Analyst - AVP (Hybrid)
Jersey City
Reviews and analyzes surveillance and trading activity data and assists with developing, maintaining, and performing surveillance reviews and reports as necessary. Identifies potential risks and escalates the issue to a designated supervisor/manager and the respective product coverage areas, as appro...
Search Terms: Compliance, Surveillance, Analyst, VP, Technology
83.1
3.1mi
Updated: September 10
Surveillance Assistant Manager (MGM Yonkers)
Yonkers
Pay Range:The typical pay range for this role is:Minimum - Maximum $59,280.00 - $94,848.00 Please keep in mind that this range represents the pay range for all positions in the job grade within which this position falls. The actual salary offer will take into account a wide range of factors, includin...
Search Terms: Assistant Manager, Surveillance, Manager, Operations, Assistant
82.7
14mi
Updated: September 27
Surveillance Investigator
Yonkers
SURVEILLANCE INVESTIGATOR - Performing surveillance and activities checks. Reviewing assignments and supporting documentation to determine case objectives and client expectations. Preparing and dictating detailed investigation reports Requirements Essential skills include, but are not limited to:Exce...
Search Terms: Surveillance, Investigator, Security, Skills
80.3
14mi
Updated: August 21
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