Jobs near New York: 22,560
RS
Relevance Score ranked on: SURVEILLANCE
AVP, Senior Compliance Surveillance Analyst and#x2013; NAM Market Surveillance (Hybrid)
Jersey City
Reviewing data and analysis of surveillance and trading activity while also developing, maintaining and performing surveillance reviews. Identifying potential risks for the Firm and escalating the matter to a designated manager and to the legal representative and the respective product coverage areas...
Search Terms: Surveillance, Compliance, Analyst, Senior, Technology
89.8
3mi
Updated: September 27
Compliance and Operational Risk Manager - Trade Surveillance
New York
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible G...
Search Terms: Risk Manager, Risk, Compliance, Surveillance, Trade
87.7
0mi
Updated: August 18
Electronic Communications Surveillance Compliance (Temporary)
New York
Will include, but are not limited to: Diagram the workflow of data from Wedbush's systems to the electronic archival platform Establish controls with the IT team to ensure that all eligible data is going to the electronic archival platform Work with directly with the CCO to deploy training for superv...
Search Terms: Communications, Electronic, Compliance, Surveillance, Communication
85
0mi
Updated: September 20
Market Risk Valuation andamp; Market Surveillanceand#x2013; Associate / VP
New York
Market Risk Valuation & Market Surveillance– Associate / VP - New York, United States of America. Santander Capital Markets is looking for a Market Risk Valuation & Market Surveillance-Associate/ VP - Solid knowledge of financial instruments, markets, trading and clearing practices. Knowledge of Equi...
Search Terms: Risk, VP, Valuation, Surveillance, Associate
84.6
0mi
Updated: August 14
Compliance Surveillance Sr Analyst - AVP (Hybrid)
Jersey City
Reviews and analyzes surveillance and trading activity data and assists with developing, maintaining, and performing surveillance reviews and reports as necessary. Identifies potential risks and escalates the issue to a designated supervisor/manager and the respective product coverage areas, as appro...
Search Terms: Compliance, Surveillance, Analyst, VP, Technology
83.5
3mi
Updated: September 10
Surveillance Investigator
Yonkers
SURVEILLANCE INVESTIGATOR - Performing surveillance and activities checks. Reviewing assignments and supporting documentation to determine case objectives and client expectations. Preparing and dictating detailed investigation reports Requirements Essential skills include, but are not limited to:Exce...
Search Terms: Surveillance, Investigator, Security, Skills
80.4
14mi
Updated: August 21
Data Scientist, NYSE Regulation
New York
The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Data Scientist to join NYSE Regulation. NYSE Regulation is responsible for monitoring activities on the NYSE’s equities and options markets and for addressing non-compliance with the NYSE exchanges’ rules and federal secu...
Search Terms: Data Scientist, Scientist, Surveillance, Technology, Data
70.6
3.4mi
Updated: September 25
Risk Analysis Sr. Manager
New York
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible ...
Search Terms: Manager, Risk, Surveillance, Project Management, Business Partner
70.4
0mi
Updated: August 18
Auto Digital Sales Account Executive
New York
If you are a seller who loves the excitement of working for an industry leader that continues to evolve, you've found your next role. We are looking for a senior seller who has a background in, digital marketing and data sales. The Senior Account Executive position at Experian Automotive will work wi...
Search Terms: Digital Sales, Account Executive, Sales, Executive, Digital
0
0mi
Updated: September 27
Cyber/Tech E&O Underwriter - Managing General Underwriter - Base Salary to 220k/year - Manhattan, NY
New York
Cyber/ Tech E&O Underwriter - Managing General Underwriter - Base Salary to 220 k/year - Manhattan, NY Our client, a managing general underwriter, located in Manhattan is looking for an experienced Cyber/ Tech E&O Underwriter to join their team. They are specialized in digital assets, AI, and robotic...
Search Terms: Underwriter, Writer, Cyber, Tech, Underwriting
0
0mi
Updated: September 27
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