Jobs near Jersey City: 20,877
RS
Relevance Score ranked on: COMPLIANCE
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Compliance Independent Assessment Officer (VP) - Commercial Banking
Jersey City
Developing, implementing, and executing compliance testing/monitoring, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. Participating in the planning, executing, and reporting of compliance testing/monitoring r...
Search Terms: Compliance, Assessment, Officer, Banking, Commercial
92.6
0mi
Updated: June 21
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/C105116105.png)
Compliance Independent Assessment Officer (VP) and#x2013; Investment andamp; Corporate Banking
Jersey City
Developing, implementing, and executing compliance testing/monitoring, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. Participating in the planning, executing, and reporting of compliance testing/monitoring r...
Search Terms: Compliance, Assessment, Officer, Banking, Corporate
91.7
0mi
Updated: June 20
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/C105116105.png)
Compliance Product Officer - VP
New York
Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation o...
Search Terms: Compliance, Officer, Product, VP, Operations
89.5
3mi
Updated: June 21
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/C105116105.png)
Compliance Product Group Manager (SVP) - Control Room Insider Information
Jersey City
Designing, developing, delivering and maintaining best-in-class Compliance policies and practices for ICRM Control Room. Translates ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner; provide direction and guidance on the Control Room program. Manag...
Search Terms: Control Room, Compliance, Manager, Control, Information
89.1
0mi
Updated: June 08
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/D846767.png)
Risk Aligned Compliance Associate Director
Jersey City
Are you ready to make an impact at DTCC? ` Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our emplo...
Search Terms: Director, Compliance, Associate, Risk, Monitoring
88.9
0mi
Updated: June 06
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/C105116105.png)
Compliance Testing Officer and#x2013; Markets (Equities and Spread)
Jersey City
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing ind...
Search Terms: Compliance, Officer, Equities, Monitoring, Project Management
88.9
0mi
Updated: June 05
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/G11110810010997110839799104115.png)
Compliance, Regulatory Compliance, US Bank Regulatory Engagement, Vice President, NY
New York
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent ...
Search Terms: Regulatory, Compliance, Engagement, Vice President, President
88.4
3mi
Updated: June 19
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/G11110810010997110839799104115.png)
Compliance, Asset Management Alternatives Compliance, Associate / Vice President
New York
The role of an Asset Management (“AM”) Alternatives Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within AM by articulating and maintaining the standards of conduct required of the firm’s businesses as well as the laws, ...
Search Terms: Compliance, Vice President, Management, Associate, President
88.4
3mi
Updated: June 19
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/B9711010779102651091011141059997.png)
Equities Compliance and Operational Risk Manager
New York
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible G...
Search Terms: Risk Manager, Risk, Compliance, Equities, Operation
88.1
3mi
Updated: June 19
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/S97110116971101001011146697110107.png)
Vice President, Compliance and#x2013; Trade Surveillance
New York
USA Job Family Description: Monitors activities to minimize the company's exposure to risk. Activities may include data analysis, risk identification and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adher...
Search Terms: Compliance, Surveillance, Trade, Vice President, President
88.1
3mi
Updated: June 19
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