Jobs near New York: 22,591
RS
Relevance Score ranked on: SURVEILLANCE
AVP, Senior Compliance Surveillance Analyst and#x2013; NAM Market Surveillance (Hybrid)
Jersey City
Reviewing data and analysis of surveillance and trading activity while also developing, maintaining and performing surveillance reviews. Identifying potential risks for the Firm and escalating the matter to a designated manager and to the legal representative and the respective product coverage areas...
Search Terms: Surveillance, Compliance, Analyst, Senior, Technology
89.7
3.3mi
Updated: September 27
Compliance and Operational Risk Manager - Trade Surveillance
New York
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible G...
Search Terms: Risk Manager, Risk, Compliance, Surveillance, Trade
84.5
3.4mi
Updated: August 18
Compliance Surveillance Sr Analyst - AVP (Hybrid)
Jersey City
Reviews and analyzes surveillance and trading activity data and assists with developing, maintaining, and performing surveillance reviews and reports as necessary. Identifies potential risks and escalates the issue to a designated supervisor/manager and the respective product coverage areas, as appro...
Search Terms: Compliance, Surveillance, Analyst, VP, Technology
83.4
3.3mi
Updated: September 10
Electronic Communications Surveillance Compliance (Temporary)
New York
Will include, but are not limited to: Diagram the workflow of data from Wedbush's systems to the electronic archival platform Establish controls with the IT team to ensure that all eligible data is going to the electronic archival platform Work with directly with the CCO to deploy training for superv...
Search Terms: Communications, Electronic, Compliance, Surveillance, Communication
81.8
3.4mi
Updated: September 20
Market Risk Valuation andamp; Market Surveillanceand#x2013; Associate / VP
New York
Market Risk Valuation & Market Surveillance– Associate / VP - New York, United States of America. Santander Capital Markets is looking for a Market Risk Valuation & Market Surveillance-Associate/ VP - Solid knowledge of financial instruments, markets, trading and clearing practices. Knowledge of Equi...
Search Terms: Risk, VP, Valuation, Surveillance, Associate
81.3
3.4mi
Updated: August 14
Surveillance Investigator
Yonkers
SURVEILLANCE INVESTIGATOR - Performing surveillance and activities checks. Reviewing assignments and supporting documentation to determine case objectives and client expectations. Preparing and dictating detailed investigation reports Requirements Essential skills include, but are not limited to:Exce...
Search Terms: Surveillance, Investigator, Security, Skills
80
18mi
Updated: August 21
Data Scientist, NYSE Regulation
New York
The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Data Scientist to join NYSE Regulation. NYSE Regulation is responsible for monitoring activities on the NYSE’s equities and options markets and for addressing non-compliance with the NYSE exchanges’ rules and federal secu...
Search Terms: Data Scientist, Scientist, Surveillance, Technology, Data
73.8
0mi
Updated: September 25
Risk Analysis Sr. Manager
New York
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible ...
Search Terms: Manager, Risk, Surveillance, Project Management, Business Partner
67.2
3.4mi
Updated: August 18
Attendant - Driving (Floater)
MANHATTAN
SP is driven by Our Promise, "Making Every Moment Matter for a World on the Go." Our team understands that time is scarce, so we are intentional about putting ourselves in the shoes of those we serve. The result is a unique combination of talented people and industry-leading technology that enables S...
Search Terms: Attendant, Floater, General Maintenance, Retail, Transportation
0
0mi
Updated: September 27
- 1
- 2
- 3
- 4
- >
Job Abstracts is an independent Job Search Engine. Job Abstracts is not an agent or representative and is not endorsed, sponsored or affiliated with any employer. Job Abstracts uses proprietary technology to keep the availability and accuracy of its job listings and their details. All trademarks, service marks, logos, domain names, and job descriptions are the property of their respective holder. Job Abstracts does not have its members apply for a job on the jobabstracts.com website. Additionally, Job Abstracts may provide a list of third-party job listings that may not be affiliated with any employer. Please make sure you understand and agree to the website's Terms & Conditions and Privacy Policies you are applying on as they may differ from ours and are not in our control.