Jobs near New York: 19,590
RS
Relevance Score ranked on: COMPLIANCE
Senior Compliance Manager, Investments Compliance
Jersey City
AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in oversight o...
Search Terms: Compliance, Compliance Manager, Investment, Manager, Senior
89.5
3.6mi
Updated: December 24
Senior Compliance Manager, Investments Compliance
New York
AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in oversight o...
Search Terms: Compliance, Compliance Manager, Investment, Manager, Senior
89.5
3.8mi
Updated: December 24
VP, Compliance Product Officer - Global Functions Risk - C13 (NY)
New York
Regulatory remediation effort support along with review and challenge. Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/business/product operational i...
Search Terms: Risk, Compliance, Officer, Product, Global
89.2
3.8mi
Updated: December 24
Director, Compliance Independent Assessment - Equities and Spread Products - C15 (Jersey City)
Jersey City
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) Team responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the enga...
Search Terms: Director, Compliance, Assessment, Equities, Leadership
87.8
3.6mi
Updated: December 22
Senior Compliance Advisor
Jersey City
As a Senior Compliance Advisor for Fidelitys newest clearing Broker Dealer, Green Pier Fin. Tech LLC, you will help design a compliance program that supports various new products and services. You will proactively identify and address regulatory issues and ensure that regulatory requirements are met....
Search Terms: Compliance, Advisor, Customer Experience, Senior, Technology
87.7
1.9mi
Updated: December 18
Senior Compliance Consultant - Corporate Trust
New York
This Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services department of Wilmington Trust. Execute the 2nd Line of Defense compliance risk management program. Assist in identifying key compliance risk exposures and priori...
Search Terms: Compliance, Corporate, Trust, Consultant, Senior
87.1
3.8mi
Updated: December 20
Compliance Operations Associate
New York
Compliance Operations Associate. This is an apprenticeship opportunity. This is a hybrid role in New York, NY. About this Position You will support the Consumer Deposit Product Operations team, ensuring our Checking, Savings, and IRA products meet operational, regulatory, and compliance standards. Th...
Search Terms: Operations Associate, Compliance, Operations, Product Management, Associate
87.1
3.8mi
Updated: December 20
Sr. Associate, AML Compliance- Corporate andamp; Investment Banking
New York
Monitors activities to minimize the company's exposure to risk. Activities may include quantitative analysis, risk identification and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and ...
Search Terms: Compliance, Corporate, Banking, Associate, Investment
86.9
3.8mi
Updated: December 24
Compliance Risk Management
New York
Americas Compliance seeks an Assistant Vice President within the Compliance Risk Management team to support the Mizuho U.S. Operations Compliance Risk Management framework programs. Candidate would provide day-to-day support covering a number of tasks and assignments within the Compliance Risk Manage...
Search Terms: Risk, Compliance, Management, Operations, Support
86.8
3.8mi
Updated: December 19
Compliance and Quality Improvement Manager (CQIM) - Queens
Manhattan
Search Terms: Manager, Compliance, Quality, Improvement, Improvement
86.7
0mi
Updated: December 24
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