Jobs near Jersey City: 20,085
RS
Relevance Score ranked on: COMPLIANCE
Senior Compliance Advisor
Jersey City
As a Senior Compliance Advisor for Fidelitys newest clearing Broker Dealer, Green Pier Fin. Tech LLC, you will help design a compliance program that supports various new products and services. You will proactively identify and address regulatory issues and ensure that regulatory requirements are met....
Search Terms: Compliance, Advisor, Customer Experience, Senior, Technology
89.8
0mi
Updated: December 18
Legal & Compliance - Marketing & Distribution Compliance, Associate
New York
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve proble...
Search Terms: Compliance, Marketing, Legal, Associate, Distribution
89.6
3.6mi
Updated: December 25
Compliance Oversight Manager – Retail Card Service
New York
Department Overview:The Compliance Oversight Manager - Retail Card Service provides second line oversight and support related to consumer protection laws, rules and regulations largely focused on regulatory compliance support of T - Ds consumer credit card business lines. Primary responsibilities for...
Search Terms: Compliance, Manager, Retail, Business Partner, Management
89.2
3.6mi
Updated: December 25
Director, Compliance Independent Assessment - Equities and Spread Products - C15 (Jersey City)
Jersey City
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) Team responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the enga...
Search Terms: Director, Compliance, Assessment, Equities, Leadership
88.4
2mi
Updated: December 22
VP, Compliance Product Officer - Global Functions Risk - C13 (NY)
New York
Regulatory remediation effort support along with review and challenge. Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/business/product operational i...
Search Terms: Risk, Compliance, Officer, Product, Global
88.3
3.6mi
Updated: December 24
Compliance Associate
New York
Position Details. Assist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm’s Algorithmic Trading Policy. Monitor regulatory changes, updates and industry-wide compliance...
Search Terms: Compliance, Associate, Retail, Regulatory
87.8
3.6mi
Updated: December 25
Compliance & Operational Risk Specialist
Jersey City
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible G...
Search Terms: Risk, Compliance, Specialist, Operation, Monitoring
87.2
2mi
Updated: December 16
Director, Head of AML Compliance Risk Management for Consumer Wealth Management and Retail Broker Dealer (Hybrid)
Jersey City
Lead and manage staff of AML professionals to accomplish goals and invest in the development of team members through the development and execution of AML training. Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction a...
Search Terms: Management, Dealer, Risk, Compliance, Director
87.1
2mi
Updated: December 20
Compliance Operations Associate
New York
Compliance Operations Associate. This is an apprenticeship opportunity. This is a hybrid role in New York, NY. About this Position You will support the Consumer Deposit Product Operations team, ensuring our Checking, Savings, and IRA products meet operational, regulatory, and compliance standards. Th...
Search Terms: Operations Associate, Compliance, Operations, Product Management, Associate
86.9
3.6mi
Updated: December 20
Compliance Oversight Manager - First Line Regulatory Testing Program
New York
Department Overview:This position will have second line compliance oversight responsibilities for TD's first line regulatory testing program. The incumbent candidate will support various retail and commercial lines of business and will participate in developing and implementing policies and procedure...
Search Terms: Regulatory, Compliance, Manager, Program, Business Partner
86.7
3.6mi
Updated: December 19
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