Jobs near Kearny: 18,644
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Relevance Score ranked on: COMPLIANCE
Compliance, Asset Management Alternatives Compliance, Vice President
New York
The role of an Asset Management (“AM”) Alternatives Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within AM by articulating and maintaining the standards of conduct required of the firm’s businesses as well as the laws, ...
Search Terms: Compliance, Vice President, Management, President, Banking
87.6
6.6mi
Updated: January 07
Compliance, Regulatory Inventory Traceability, Vice President
New York
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent ...
Search Terms: Regulatory, Compliance, Vice President, Inventory, President
87.2
6.6mi
Updated: January 07
Head of Compliance, Regulatory Initiatives, TD Securities
New York
Depth & Scope:Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required. Executes on TDS Compliance Initiatives in accordance wit...
Search Terms: Compliance, Regulatory, Banking, Business Services
87.2
6.6mi
Updated: January 07
Compliance Intern
New York
The Firm is seeking an intern for the Compliance Department in its New York Office. The Compliance team is responsible for managing the Compliance Program for BOWS. Our responsibilities entail providing regulatory advice to the business, conducting monitoring and surveillance activities, ensuring pol...
Search Terms: Compliance, Intern, Business Services, Regulatory
87.2
6.6mi
Updated: January 07
Temporary Manager- Volcker Rules Compliance
New York
Review manual and automated surveillance processes to ensure compliance with Volcker Rules. Perform supervisory tasks to maintain adherence to compliance and regulatory standards. Conduct detailed testing and reviews of trade surveillance activities. Collaborate with the first-line team to identify a...
Search Terms: Compliance, Manager, Accounting, Management
86.7
6.6mi
Updated: January 06
Compliance Surveillance Officer (VP) and#x2013; Data Quality
Jersey City
Creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. Improving surveillance tools and applications by coordinating with Information Technology on the timely implementation of enhancements and proactively addressing potential issues. Gathering, reviewing, in...
Search Terms: Compliance, Officer, Surveillance, Data, Quality
86.4
3.6mi
Updated: January 06
Senior Compliance Manager, Investments Compliance
Jersey City
AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in oversight o...
Search Terms: Compliance, Compliance Manager, Investment, Manager, Senior
85.9
3.6mi
Updated: December 24
Director, Compliance Independent Assessment - Volcker, Swap Dealer and Counterparty Risk andamp; Trading - C15 (Jersey City)
Jersey City
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets ...
Search Terms: Dealer, Director, Compliance, Assessment, Risk
85.9
3.6mi
Updated: December 27
Director, Compliance Independent Assessment - Equities and Spread Products - C15 (Jersey City)
Jersey City
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) Team responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the enga...
Search Terms: Director, Compliance, Assessment, Equities, Leadership
85.5
3.6mi
Updated: December 22
Risk Management- Global Financial Crimes Compliance Lead - Vice President
Jersey City
Work within the Asset and Wealth Management division on development of the AWM's AML Program; Work with the LOB to ensure compliance with applicable AML regulations; Work with the LOB to address AML and KYC escalations. Identify and help resolve GFC compliance and control issues within the LOB; Serve...
Search Terms: Vice President, Management, Lead, Compliance, Financial
85.3
3.6mi
Updated: January 07
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