Jobs near Paramus: 17,675
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Relevance Score ranked on: COMPLIANCE
Compliance-IBD Compliance, Vice President, NY
New York
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent ...
Search Terms: Compliance, Vice President, President, Investment, Business
87
14mi
Updated: January 14
Credit Risk & Collections Compliance Dir
New York City
This role will serve as the primary Compliance Officer for the Collections and Credit Risk organization responsible for 2nd line compliance advisory and oversight globally. This role will support business initiatives and priorities related to PayPal credit underwriting and Pay Pal collections activit...
Search Terms: Risk, Compliance, Collections, Product Development, Credit
86.7
14mi
Updated: January 14
Director, Equities Compliance
New York
Application Deadline:02/11/2025 Address:151 W 42nd Street. Job Family Group:Audit, Risk & Compliance. The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm’s Cash Equities & Electronic Trading businesses, across two U.S. broker-deal...
Search Terms: Director, Compliance, Equities, Monitoring, Business
86.7
14mi
Updated: January 14
Associate Director, IT SOX Compliance
New York
Locations: NYC, Norwalk CT - Working Environment: Hybrid. FactSet creates flexible, open data and software solutions for over 180,000 investment professionals around the globe. We stay ahead of global market trends, power robust company and industry research, and provide comprehensive data with our m...
Search Terms: IT, Director, Compliance, Associate, Audit
86.7
14mi
Updated: January 14
Director - Compliance TDS (US) Registrations, Licensing, and Employee Conflicts
New York
We are seeking a Director TDS – Compliance to join our Core Compliance team in New York City. This role will manage the registration, licensing, entity filing and employee matters in connection with TD's US Wholesale businesses. Responsibilities: Oversee the registration requirements for four broker-...
Search Terms: Director, Compliance, Registration, Employee, Regulatory
86
14mi
Updated: January 14
VP, Compliance Product Officer - Cash Sales Trading andamp; Equities Trading - C13 (New York)
New York
Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation o...
Search Terms: Compliance, Officer, Sales, Equities, Product
85.8
14mi
Updated: January 13
Product EHS Regulatory Compliance Program Manager
Woodcliff Lake
The Aftersales Product EHS Regulatory Compliance Program Manager plays a crucial role in managing compliance and minimizing financial risk by proactively offering the business alternatives to costly and preventable regulatory impacts on the Aftersales product portfolio. They will represent BMW NSC US...
Search Terms: EHS, Program Manager, Regulatory, Compliance, Manager
85.4
5.2mi
Updated: January 03
Compliance Risk Management Lead - Vice President
New York
Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. Create, update and maintain Compliance policies, bulletins and manuals on an ongoing basis. Provide day-to-day guidance on execution, and sales practices, registrations/licensing, supervisory duties, conflicts, regulator...
Search Terms: Risk, Compliance, Vice President, Lead, Management
85.2
14mi
Updated: January 14
Compliance - Anti-Corruption Employee Conduct - Senior Associate
Jersey City
As a Compliance Associate within the Global Anti-Corruption Compliance team, you will partner effectively with various control functions and business lines. This position requires strong project management skills and a keen attention to detail. It is an excellent opportunity for individuals with a ba...
Search Terms: Compliance, Associate, Senior, Employee, Project Management
84.9
14mi
Updated: January 11
Risk & Compliance - Pharma/Med Tech - Manager
New York
A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies rethink their approach to risk and create a sustainable risk advantage. We’re a part of a unique client proposition, assisting our clients develop proper internal controls by leveraging an...
Search Terms: Med Tech, Compliance, Manager, Risk, Healthcare
84.6
14mi
Updated: January 10
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