Jobs near Paramus: 19,779
RS
Relevance Score ranked on: COMPLIANCE
Director of Compliance
New York
Oversee and develop annual compliance risk assessment; utilizing these results, create a compliance audit plan through partnership with stakeholders across the organization. Create and implement compliance audits Coordinate responses to compliance issues as they arise, providing training to appropria...
Search Terms: Director, Compliance, Management, Healthcare
86
14mi
Updated: September 20
Director, Compliance Independent Assessment - Equities and Spread Products - C15 (Jersey City)
Jersey City
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) Team responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the enga...
Search Terms: Director, Compliance, Assessment, Equities, Leadership
85.8
14mi
Updated: September 19
Compliance and Operational Risk Manager- Electronic Trading
New York
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible G...
Search Terms: Risk Manager, Risk, Compliance, Electronic, Manager
85.8
14mi
Updated: September 19
Director, Compliance Independent Assessment - Volcker, Swap Dealer and Counterparty Risk andamp; Trading - C15 (Jersey City)
Jersey City
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets ...
Search Terms: Dealer, Director, Compliance, Assessment, Risk
85.3
14mi
Updated: September 18
Assistant AD / Director of Compliance
NY
Applications are welcome for the position of Assistant AD / Director of Compliance at Yeshiva University in New York City. We are a proud member of the Skyline Conference in NCAA Division III. Position Responsibilities: Oversee the day-to-day operations of the Athletics Compliance Office including mo...
Search Terms: Director, Compliance, Assistant, Technology
85.2
14mi
Updated: September 20
Senior Compliance Advisor
Jersey City
As a Senior Compliance Advisor for the FI & FBOT Regulatory Management team, you will have direct contact with the SEC, FINRA and other regulators. You will be responsible for responding to regulatory inquiries and managing examinations related to Clearing, Custody, and Capital Markets. The Expertise...
Search Terms: Compliance, Advisor, Senior, Regulatory, Technology
85
16mi
Updated: September 20
Regulatory Compliance Risk Director (Banking)
New York
As a Banking Compliance Risk Director, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance Practice – all with the res...
Search Terms: Risk, Director, Compliance, Regulatory, Banking
84.9
14mi
Updated: September 17
Head of Compliance, Branded Cards and Unsecured Lending
New York
Overseeing the design, development, delivery, and maintenance of best-in-class Compliance, programs, policies, and practices and sets strategic ICRM direction. Translates ICRM strategy and goals across Citi’s clients, products, and geographies in a succinct and clear manner; provide direction and gui...
Search Terms: Compliance, Lending, Business, Regulatory, Internal
84
14mi
Updated: September 13
Compliance, Financial Crime Controls Financial Crime Regulatory & Audit Management, Associate / Vice President, NY
New York
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent ...
Search Terms: Financial, Regulatory, Compliance, Controls, Audit
84
14mi
Updated: September 13
Senior Director, Corporate Compliance
Sleepy Hollow
This Senior Director, Corporate Compliance role is a strategic and dynamic role serving as a Compliance Navigator/ Advisor to various areas of the business, with a particular focus on supporting Regeneron’s Global Immunology team. This individual will conduct day-to-day risk assessment and management...
Search Terms: Director, Compliance, Corporate, Business Operations, Monitoring
83.8
14mi
Updated: September 12
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