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VP, AML Compliance Officer - AML Markets Trading andamp; Lending (Hybrid)
Jersey City
Identify, vet and address potential risks or escalated issues with the assistance of functional partners. Collaborate with the team to provide advice to business with respect to applicability of policies and implementation of AML program and regulatory changes. Provide input/advice on business initia...
Search Terms: Compliance Officer, Lending, Officer, Compliance, Banking
88
3.2mi
Updated: January 09
Compliance Officer, Data & Technology
New York
The successful candidate will have a pivotal role in keeping Risk & Compliance management informed of significant data & technology matters & initiatives. The role will also represent the S&P Global Ratings Compliance department in cross divisional data & technology initiatives and have a critical in...
Search Terms: Compliance Officer, Technology, Compliance, Officer, Data
87.4
0.5mi
Updated: December 10
Senior Compliance Officer- ETFs and SMAs
New York
There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. ? We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The work we do matters. We invite you...
Search Terms: Compliance Officer, Compliance, Officer, Senior, Regulatory
86.3
2.9mi
Updated: December 28
Asset Management Investment Guidelines Compliance Officer - Private Markets
New York
Search Terms: Compliance Officer, Investment, Management, Officer, Private
85.1
2.9mi
Updated: December 04
Research, Marketing, and Content Compliance Officer - Director - Hybrid
New York
Providing day-to-day Compliance advice relating to the Research, Marketing, and Content products and services and the associated regulatory rules/laws and interpretation on internal policies and procedures;Directing the design, development, delivery and maintenance of best-in-class Compliance, progra...
Search Terms: Compliance Officer, Director, Research, Marketing, Compliance
84.9
2.9mi
Updated: November 29
Compliance Officer S&P Global DJI
New York
And Impact: Collaborate with divisional functions to implement relevant compliance policies and procedures, fostering a culture of adherence to laws and regulations. Provide oversight for the Division’s IOSCO assurance program. Offer advisory services on compliance matters and actively participate in...
Search Terms: Compliance Officer, Compliance, Officer, Global, Benefits
84.5
4mi
Updated: November 30
VP-Compliance
New York
The Compliance Vice President (VP) will work within the Compliance Program Office and Moody's Shared Services (MSS) Compliance Advisory team. This role will support the MSS Business Unit Compliance Officer (BUCO) in providing Compliance advice and support to MSS, which is a diverse set of internal cl...
Search Terms: Compliance Officer, Compliance, Regulatory Affairs, Support, Business Services
83.9
0mi
Updated: December 06
Senior Associate - Legal, Compliance & Government Affairs Communications
New York
We are seeking a Senior Associate, Legal, Compliance and Government Affairs Communications, to join our team. This individual will be responsible for developing and advancing internal and external communications initiatives for the company’s Office of the General Counsel, with a particular focus on s...
Search Terms: Government, Legal, Compliance Officer, Communication, Compliance
83.9
2.9mi
Updated: January 09
Billing and Coding Associate Auditor
Newark
Rutgers, The State University of New Jersey is seeking a Billing and Coding Associate Auditor for the University Ethics and Compliance department. Under the direction of the Director of Enterprise Risk Management and Healthcare Billing and Coding Audit, and the Billing and Coding Manager, this positi...
Search Terms: Auditor, Billing, Associate, Compliance Officer, Audit
82.5
8.4mi
Updated: January 08
Senior Compliance Associate, Policies & Education
Jersey City
About Lord Abbett: Founded in 1929, Lord Abbett is an independent firm with a singular focus on the management of money. Over the course of our history, we've earned a sterling reputation for our leadership, influence, and innovation in the asset management industry. Today, our independent perspectiv...
Search Terms: Compliance, Education, Associate, Compliance Officer, Senior
76
3.2mi
Updated: December 18
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