Jobs near Frisco: 7,672
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Relevance Score ranked on: COMPLIANCE
AVP, Principal Compliance Advisor
Frisco
Execute oversight framework for Nuveen Global Client Services activities including (but not limited to):Conduct daily monitoring of question/answer pairs for RFPs, DDQs and Consultant Databases as well as periodic monitoring of client reporting communications and adherence to business review and appr...
Search Terms: Compliance, Advisor, Principal, Monitoring, Total Rewards
88.8
0mi
Updated: October 24
MD, Marketing and Communications Compliance - TIAA
Frisco
Ownership for developing and maintaining TIAA’s enterprise and business marketing policies designed to adhere to regulatory requirements, internal operating procedures, and all internal interpretative reference materials. Accountable for the execution of the annual Compliance Risk Assessment for the ...
Search Terms: Communications, Marketing, Compliance, Communication, Total Rewards
88.8
0mi
Updated: October 24
MD, Marketing and Communications Compliance - Nuveen
Frisco
The following duties are generally representative of the nature and level of work assigned and are not necessarily all inclusive. Ownership for developing and maintaining Nuveen group-level marketing policies and all internal interpretative reference materials, along with execution of the annual Com...
Search Terms: Communications, Marketing, Compliance, Communication, Total Rewards
88.7
0mi
Updated: October 22
Enterprise Compliance Sr Associate
Frisco
Review advertising, marketing and financial promotions (“marketing communications”) with limited supervision and ability to identify potential issues as part of that review and coordinate effectively with key stakeholders, such as working with professionals from non-U.S. offices, on those issues in o...
Search Terms: Compliance, Associate, Enterprise, Total Rewards, Marketing
88.4
0mi
Updated: October 18
Enterprise Compliance Associate
Frisco
Analyzes account activity that appears unusual utilizing TIAA's Suspicious Activity Monitoring tool (Actimize). Documents all findings in centralized case management system. Recommends a course of action to management based on an analysis of the findings. Communicates with the Financial Crimes Compli...
Search Terms: Associate, Compliance, Business Operations, Enterprise, Leadership
88.1
0mi
Updated: November 08
Director of Governance Risk and Compliance
Plano
Company Description. At Raising Cane's Chicken Fingers® we serve only the best tasting and most craveable chicken finger meals. It's our ONE LOVE®. Our Crew make it happen, our Culture makes it unique and the Community makes it all worthwhile. Every talented Crewmember in our Restaurant Support Offic...
Search Terms: Risk, Director, Compliance, Project Management, Operations
85.9
5.8mi
Updated: November 04
Compliance Manager-CIP
Frisco
Under general supervision of the Controller, or designee, the Compliance Manager serves as a key member of the Financial Services Office. This position manages, audits and reports on all City, Community Development Corporation (CDC), Economic Development Corporation (EDC) and/or Capital Improvement P...
Search Terms: Compliance Manager, Compliance, Manager, Development, Staff
84.1
0mi
Updated: October 10
Compliance Risk Management Senior Officer - Associate
Plano
Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions Execute on key strategic Compliance initiatives within the context of the firm’s global compliance mandate Work collaboratively with team mem...
Search Terms: Risk, Officer, Compliance, Management, Associate
83.5
8.9mi
Updated: November 07
Procurement Compliance Auditor II
Plano
Are you looking for an opportunity to use your auditing and compliance skills in a meaningful work environment that supports and protects explorers and heroes? Join our team! As a Procurement Compliance Auditor you'll develop internal audit programs and conduct audits to assess effectiveness of contr...
Search Terms: Auditor, Compliance, Procurement, Business Operations, Audit
83
8.9mi
Updated: November 05
Director of Employee Relations and HR Compliance
Plano
We are currently seeking a Director of Human Resources Employee Relations and Compliance. The Director will be responsible for directing and conducting employment investigations and resolutions, implementing and overseeing policies, strategies, and programs that ensure compliance with HR regulations,...
Search Terms: Relations, Director, Compliance, HR, Employee
82.8
8.9mi
Updated: October 03
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