Jobs near Des Moines: 2,661
RS
Relevance Score ranked on: COMPLIANCE
Director - Compliance: Core Compliance and Risk Assessment
Des Moines
We're looking for an expert Director of Compliance to lead our asset management core compliance team. The ideal candidate will have extensive knowledge of regulatory requirements for SEC-registered investment advisers and have deep experience implementing compliance and testing programs, as well as f...
Search Terms: Compliance, Risk, Director, Assessment, Accounting
87.8
0.8mi
Updated: September 06
Director - Compliance
Des Moines
As a Director of Compliance within Principal Global Investors you’ll support Private Funds. This person will primarily support the private funds compliance program with both broker dealer and investment adviser responsibilities. In this role you’ll have the chance to work with both US and Global offi...
Search Terms: Director, Compliance, Management, Experience, Financial
87.1
0.8mi
Updated: September 10
Director - Compliance: ERISA, Trust Company, & Investment Solutions
Des Moines
We are seeking an experienced, solutions-oriented, Director of Compliance to join our team. In this role, you'll oversee aspects of compliance for our Trust Company and Investment Solutions-focused businesses, including compliance requirements related to ERISA regulations, collective investment trust...
Search Terms: Trust, Director, Investment, Compliance, Solutions
86.7
0.8mi
Updated: August 22
Compliance Officer 2
Des Moines - 50319 - Polk County
Join the DAS Central Procurement, Fleet, and Print Division as a Compliance Officer 2! Are you ready to make an impact by ensuring the integrity and efficiency of statewide procurement processes? The Department of Administrative Services (DAS) Central Procurement, Fleet, and Print Division, located i...
Search Terms: Compliance Officer, Officer, Compliance, Operations, Procurement
86.5
0mi
Updated: September 19
Compliance Officer 2 - Contract Manager
Des Moines - 50309 - Polk County
The State of Iowa, Department of Management (DOM), Division of Information Technology (Do. IT), is looking for a highly motivated candidate to join our team as a Compliance Officer 2, Contract Manager. The Contract Manager will be responsible for managing the end-to-end contract lifecycle, ensuring c...
Search Terms: Compliance Officer, Contract, Manager, Officer, Compliance
85.3
0mi
Updated: September 21
Senior Compliance Specialist (Financial Crimes)
Des Moines
Join Principal Financial Group as a Senior Compliance Specialist and advance your career in financial crimes compliance. Take part in our world-class anti-money laundering (AML) efforts, protecting clients and the financial market. What you’ll do: Be knowledgeable about AML and anti-fraud laws, inclu...
Search Terms: Compliance Specialist, Financial, Compliance, Specialist, Senior
85.2
0.8mi
Updated: September 19
Compliance Director (Private Funds)
Des Moines
As a Director of Compliance in Principal Asset Management you’ll support Private Funds. This person will primarily support the private funds compliance program with both broker dealer and investment adviser responsibilities. In this role you’ll have the chance to work with both US and Global offices!...
Search Terms: Compliance Director, Director, Compliance, Private, Management
85
0.8mi
Updated: September 21
Compliance Analyst
Des Moines
As a Compliance Analyst within Principal Asset Management you’ll support Private Funds. This person will primarily support the private funds compliance program with both broker dealer and investment adviser responsibilities. In this role you’ll have the chance to work with both US and Global offices!...
Search Terms: Compliance Analyst, Compliance, Analyst, Technology
84.6
0.8mi
Updated: September 20
Contract Compliance, Analyst - IA - (REMOTE)
Des Moines
The Contract Compliance Analyst will be responsible for the review of all contracts, addendums, notices and agreements created as a result of our representation of eXp clients and customers. The Contract Compliance Analyst will utilize eXp’s Skyslope’s system or any other future system designed for t...
Search Terms: Contract, Compliance, Compliance Analyst, Analyst, Remote
83.7
0mi
Updated: September 14
Director of Operations, Compliance and Strategy
West Des Moines
At Des Moines University Medicine and Health Sciences, you will make a meaningful contribution to our dynamic future. DMU is seeking a Director of Operations, Compliance, and Strategy. This role will work with the Executive Director of Research, the Research team, and the Faculty Leadership Team to p...
Search Terms: Director, Operations, Compliance, Strategy, Health Science
82.6
6.6mi
Updated: August 13
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