Jobs near Getzville: 1,802
RS
Relevance Score ranked on: COMPLIANCE
Compliance Product Intermediate Associate Analyst - B11 - GETZVILLE
Getzville
Reviewing of surveillance exceptions to ensure compliance with appropriate rules, regulations and firm policies which will include analysis of trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Participating in ad-hoc reque...
Search Terms: Compliance, Product, Media, Analyst, Associate
88.2
0mi
Updated: January 17
Compliance Surveillance Sr Analyst - Registration and Licensing - C12 - GETZVILLE
Getzville
Reviews and analyzes surveillance and trading activity data and assists with developing, maintaining, and performing surveillance reviews and reports as necessary. Identifies potential risks and escalates the issue to a designated supervisor/manager and the respective product coverage areas, as appro...
Search Terms: Compliance, Surveillance, Analyst, Registration, Technology
87.1
0mi
Updated: January 14
Compliance Surveillance Group Manager - Personal Trading - SVP (Hybrid)
Getzville
Creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. The Manager will also be responsible for improving surveillance tools and applications by coordinating with Information Technology on the timely implementation of enhancements and proactively addressing p...
Search Terms: Manager, Compliance, Surveillance, VP, Personal
86.4
0mi
Updated: December 20
Senior Consumer Compliance Consultant
Buffalo
Provide guidance on complex compliance risk management activities to the assigned line of business to include production of materials for both internal and external exams, conducting fraud reviews, updating and creating training materials, provide expertise and support for the business line, performi...
Search Terms: Compliance, Consultant, Senior, Business, Project Management
85.4
11mi
Updated: January 22
Consumer Compliance Consultant
Buffalo
Develop, implement and execute various operational risk/compliance-related initiatives at the business line level, to include production of materials for both internal and external exams, conducting fraud reviews, updating and creating training materials, provide expertise and support for the busines...
Search Terms: Compliance, Consultant, Management, Business, Banking
85.4
11mi
Updated: January 22
Quality Assurance and Regulatory Compliance Associate
Buffalo
Contingent Quality Assurance and Regulatory Compliance Associate Role Summary Our client seeks a Contingent Quality Control/ Quality Assurance (QC/ QA) associate to join their rapidly growing team. The QC/ QA Associate operates at one of our distribution facilities and ensures the quality of products...
Search Terms: Quality Assurance, Assurance, Associate, Regulatory, Compliance
82.3
11mi
Updated: January 25
NAM Level 1 Comms Process Review Analyst
Getzville
Reviewing surveillance exceptions to ensure compliance with appropriate rules, regulations and firm policies which will include analysis of trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Participating in ad-hoc requests...
Search Terms: Analyst, Process, Technology, Banking, Compliance
70.2
0mi
Updated: January 25
Assistant Wellness Director
Williamsville
Maintains and implements nursing policies and procedures that reflect current standards of nursing practice, company, and facility philosophy of care and practices while maintaining compliance with state and federal laws and regulations. Communicates and interprets policies and procedures to nursing ...
Search Terms: Director, Wellness, Nursing Assistant, Assistant, Staff
63.9
3.3mi
Updated: January 15
Sr. Recertification Specialist
Buffalo
Are you detail-oriented, organized, and passionate about ensuring compliance in affordable housing? We’re looking for a Senior Recertification Specialist to join our team at one of Related’s affordable housing communities Pine Harbor in Buffalo, NY. This role involves managing recertification's for o...
Search Terms: Certification, Specialist, Housing, Processing, Compliance
62.6
11mi
Updated: December 13
4am Inbound (Stocking) (T1011)
Williamsville
Create a welcoming experience by authentically greeting all guests. Observe to quickly understand whether a guest needs assistance or wants to interact. Follow body language and verbal clues to tailor your approach. Engage with guests in a genuine way, which includes asking questions to better unders...
Search Terms: Stocking, Retail, Compliance
61.3
3.3mi
Updated: January 20
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