Jobs near Bronx: 23,091
RS
Relevance Score ranked on: COMPLIANCE
AVP, Compliance Control Room
New York
Analyze data and derive insights and risk indicators with the help of business intelligence tools Assist in implementing information barrier policies and procedures by maintaining the watch and restricted lists, deal lists and handling conflicts clearance Monitor employee personal trading and electro...
Search Terms: Compliance, Control Room, Control, Business Partner, Business Services
88.5
5.6mi
Updated: October 18
Compliance, Compliance Testing Group, Compliance Investigator, Associate
New York
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent ...
Search Terms: Compliance, Investigator, Associate, Business, Accounting
87.9
5.6mi
Updated: October 17
Compliance Program Manager, AWS Security Assurance
New York
Are you interested in driving exceptional security for customers and have a passion for cutting-edge technologies? Do you see regulatory compliance as a business enabler? Amazon Web Services (AWS) is looking for a highly motivated Compliance Program Manager to join our audit team in AWS Security Assu...
Search Terms: AWS, Program Manager, Security, Compliance, Manager
87.6
5.6mi
Updated: October 17
Specialist, Compliance & Privacy
New York
The Specialist, Regulatory Compliance and Privacy, will support the Direct-to-Consumer (DTC) legal team on consumer protection, content regulation, and data privacy initiatives and compliance tracking across the DTC group’s portfolio of digital properties, including Peacock, Sky NOW/ WOW, Sky. Showti...
Search Terms: Compliance, Privacy, Specialist, Vice President, Business Services
87
5.6mi
Updated: October 16
PLS Compliance Risk Senior Associate
New York
A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies rethink their approach to risk and create a sustainable risk advantage. We’re a part of a unique client proposition, assisting our clients develop proper internal controls by leveraging an...
Search Terms: Risk, Compliance, Associate, Senior, Healthcare
87
5.6mi
Updated: October 16
Compliance Analytics - Consultant
New York
Our rapidly growing consulting firm is seeking a highly skilled Senior Consultant & Business Analyst with expertise in regulatory technology and compliance analytics. The ideal candidate will support our emerging Regulation Technology team which collaborates broadly with our Risk and Compliance Advis...
Search Terms: Compliance, Analytics, Consultant, Business Analyst, Project Management
87
5.6mi
Updated: October 16
Senior Compliance Consultant
Manhattan, New York
The Senior Compliance Consultant will be responsible for the following:Ensure regulatory compliance with FINRA, SEC, and broker-dealer regulations. Monitor and implement new regulatory developments. Serve as the primary contact for regulatory inquiries and audits. Develop and update compliance polici...
Search Terms: Compliance, Consultant, Senior, Technology, Staffing
86.8
8.3mi
Updated: October 17
Director, Head of AML Compliance Risk Management for Consumer Wealth Management and Retail Broker Dealer (Hybrid)
Jersey City
Lead and manage staff of AML professionals to accomplish goals and invest in the development of team members through the development and execution of AML training. Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction a...
Search Terms: Management, Dealer, Risk, Compliance, Director
86.3
8.2mi
Updated: October 16
Compliance Risk Management Senior Officer (JPMorgan Solutions Compliance) - Associate
New York
Develop and implement reviews of trade implementation pre-trade controls - Maintain policies, and provide advice, related to SEC and OCC fiduciary rules - Review risks and controls related to new business initiatives - Participate in governance and oversight as it relates to key fiduciary obligations...
Search Terms: Compliance, Risk, Officer, Solutions, Management
86.2
5.6mi
Updated: October 12
Legal & Compliance - Marketing & Distribution Compliance, Associate
New York
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve proble...
Search Terms: Compliance, Marketing, Legal, Associate, Distribution
85.9
5.6mi
Updated: October 10
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