Jobs near Cinnaminson: 10,310
RS
Relevance Score ranked on: COMPLIANCE
Sr Director, Investment Compliance
Philadelphia
Provides strategic leadership and direction in the design, implementation, and oversight of compliance programs supporting Transamerica Life Insurance Company’s general account investment activities within the Office of the Chief Investment Officer (OCIO), ensuring adherence to regulatory requirement...
Search Terms: Investment, Compliance, Director, Diversity, Officer
87.9
7.5mi
Updated: July 29
Compliance Business Oversight Manager (US)
Mount Laurel
Why Work with Us? At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chan...
Search Terms: Compliance, Manager, Business, Business Partner, Operations
87.9
7.7mi
Updated: July 29
Compliance Program Advisor - Broker Dealer
Cherry Hill
Communicates effective compliance programs to identify and prevent illegal, unethical, or improper business practices. Coaches and mentors junior staff and raises issues to senior team members. Demonstrates ability to constructively challenge the status quo. Supports key business initiatives by analy...
Search Terms: Compliance, Program, Dealer, Broker, Advisor
87.7
5.2mi
Updated: July 28
Compliance Program Advisor - Broker Dealer
Philadelphia
Communicates effective compliance programs to identify and prevent illegal, unethical, or improper business practices. Coaches and mentors junior staff and raises issues to senior team members. Demonstrates ability to constructively challenge the status quo. Supports key business initiatives by analy...
Search Terms: Compliance, Program, Dealer, Broker, Advisor
87
7.5mi
Updated: July 28
Director, Enterprise Regulatory Compliance
Horsham
Johnson & Johnson is currently seeking a Director, Enterprise Regulatory Compliance, to join our Enterprise Regulatory Compliance Assessment team, located in New Brunswick, Raritan, Titusville, NJ and Horsham, PA. The Director, Enterprise Regulatory Compliance reports to the Senior Director, Head of ...
Search Terms: Director, Enterprise, Regulatory, Compliance, Leadership
86.7
14mi
Updated: July 29
Senior Director, Compliance - Broker Dealer & RIA
Philadelphia
This role leads Broker Dealer and RIA compliance oversight for Transamerica Retirement, managing a team of compliance professionals and partnering with the Retirement Chief Compliance Officer to execute and enhance the compliance program. The role supports retirement, advisory, brokerage, managed acc...
Search Terms: Dealer, Compliance, Director, Broker, Sales Leader
85.8
7.5mi
Updated: July 25
ERISA Compliance Attorney
Philadelphia
Provide prompt, practical compliance and technical support, both for our associates and for clients, on all employee benefit-related aspects of ERISA, the ACA, the Internal Revenue Code (IRC) and other relevant laws as they affect employee welfare benefit plans. The candidate must also be able to com...
Search Terms: Compliance, Attorney, Technical Support, Project Management, Insurance
84.1
7.5mi
Updated: July 11
Compliance Analytics Analyst 3
Philadelphia, 1701 John F Kennedy Blvd
We are seeking a highly analytical and technically proficient Compliance Analyst to join our Continuous Compliance Monitor (CCM) team within the Cybersecurity GRC organization. In this role, you will help ensure that our technology environment, data practices, and security controls continuously align...
Search Terms: Analytics, Compliance, Compliance Analyst, Analyst, Cybersecurity
84
7.5mi
Updated: July 29
Chief Deputy City Solicitor – Compliance and Legislation Group – Compliance Unit
Philadelphia
The Law Department seeks a licensed attorney with a minimum of 9 years of experience to direct the Compliance Unit, which provides counseling and representation on issues involving compliance with federal, state, and local laws, regulations, and risk mitigation strategies to City departments and offi...
Search Terms: Compliance, Deputy, City, Chief, Department Leader
83.9
9mi
Updated: July 09
Senior Compliance Officer, Investments Compliance
Philadelphia
AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in the oversi...
Search Terms: Compliance, Compliance Officer, Investment, Officer, Senior
83.8
7.5mi
Updated: June 30
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