Jobs near Philadelphia: 9,596
RS
Relevance Score ranked on: COMPLIANCE
Senior Director, Compliance - Broker Dealer & RIA
Philadelphia
This role leads Broker Dealer and RIA compliance oversight for Transamerica Retirement, managing a team of compliance professionals and partnering with the Retirement Chief Compliance Officer to execute and enhance the compliance program. The role supports retirement, advisory, brokerage, managed acc...
Search Terms: Dealer, Compliance, Director, Broker, Sales Leader
91.1
0mi
Updated: July 25
Janitorial Compliance Night Manager (2nd Shift)
Philadelphia
Do you have experience in building maintenance, janitorial or similar industries? Do you have strong management experience and good communication skills? If you answered yes, consider this great opportunity with City Wide! - - - This is a full time hourly position - - - THIS ROLE REQUIRES THE ABILITY...
Search Terms: Night Manager, Janitor, Compliance, Manager, 2nd Shift
89.5
0mi
Updated: July 27
ERISA Compliance Attorney
Philadelphia
Provide prompt, practical compliance and technical support, both for our associates and for clients, on all employee benefit-related aspects of ERISA, the ACA, the Internal Revenue Code (IRC) and other relevant laws as they affect employee welfare benefit plans. The candidate must also be able to com...
Search Terms: Compliance, Attorney, Technical Support, Project Management, Insurance
88.9
0mi
Updated: July 11
Senior Compliance Officer, Investments Compliance
Philadelphia
AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in the oversi...
Search Terms: Compliance, Compliance Officer, Investment, Officer, Senior
88.5
0mi
Updated: June 30
Personal Independence Compliance Auditor, Associate
Philadelphia
We are operating in an increasingly connected world which is changing how to manage risk. With fast-paced technology advancements, new innovations in emerging technologies, and an ever-challenging regulatory environment, it is business critical for our organization to identify not only the risks but ...
Search Terms: Auditor, Compliance, Associate, Audit, Personal
87.9
0mi
Updated: July 08
Sr Director, Investment Compliance
Philadelphia
Provides strategic leadership and direction in the design, implementation, and oversight of compliance programs supporting Transamerica Life Insurance Company’s general account investment activities within the Office of the Chief Investment Officer (OCIO), ensuring adherence to regulatory requirement...
Search Terms: Investment, Compliance, Director, Diversity, Officer
87.7
0mi
Updated: June 17
Counsel, Compliance
Philadelphia, 1701 John F Kennedy Blvd
The Counsel, Cable Legal Compliance, role is responsible for building and operationalizing a best-in-class compliance program across various substantive areas, tailored to Comcast’s businesses and organization, as well as handling and managing day-to-day compliance issues as they arise. The role will...
Search Terms: Compliance, Business Operations, Customer Experience, Legal, Business Services
87.6
0mi
Updated: June 13
Senior Compliance Audit & Education Specialist
Philadelphia
Responsible for reviewing and auditing coded records across specialties for coding and compliance quality. Responsible for reporting findings, making recommendations, and presenting audit results to each physician within the applicable specialty. Responsible for the orientation and continuing educati...
Search Terms: Audit, Compliance, Education, Specialist, Senior
85.8
0mi
Updated: July 11
Environmental Compliance Manager (Field Based)
Philadelphia
ERM is hiring an Environmental Compliance Manager (Owner Advisor) in Lehigh Valley, PA to serve as a trusted partner to our key pharmaceutical client’s project leadership and delivery teams, supporting environmental stewardship and regulatory compliance across a large, fast-paced capital project. Act...
Search Terms: Compliance Manager, Environmental, Compliance, Continuous Improvement, Manager
84.4
0mi
Updated: July 01
Senior Regulatory Compliance Analyst
Philadelphia
As a Senior Regulatory Compliance Analyst reporting to the AVP – Regulatory Compliance, you'll play a critical role in monitoring market activity, ensuring regulatory compliance, and maintaining fair and orderly markets for investors, participants, and listed companies. You'll thrive in this position...
Search Terms: Compliance Analyst, Regulatory, Compliance, Analyst, Senior
84.2
0mi
Updated: July 21
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