Jobs near Stamford: 2,715
RS
Relevance Score ranked on: COMPLIANCE
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State Street Global Advisors Compliance Analyst, Officer
Stamford
Be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the...
Search Terms: Compliance Analyst, Officer, Compliance, Advisor, Analyst
85.2
0mi
Updated: June 26
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/U1081161051099711610183116971021021051101038310111411810599101115.png)
Compliance Administrative Assistant
Greenwich
Base salary $65,000-75,000 Compliance Administrative Assistant - Responsibilities include general and legal administrative assistant tasks and compliance functions. - Calendar management, answering phones, and filing (electronic and paper). - Database and document management (SharePoint, Compliance S...
Search Terms: Administrative Assistant, Compliance, Administrative, Assistant, Staffing
83.1
4.9mi
Updated: June 26
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/I110116101114979911610511810166114111107101114115.png)
Analyst – Communications Compliance
Greenwich
About INTERACTIVE BROKERS! This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a ...
Search Terms: Communications, Compliance, Communication, Analyst, Broker
81.7
4.9mi
Updated: May 24
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/H1011101141218399104101105110.png)
Regulatory Affairs Specialist-Controlled Substance Compliance
Melville
This position is responsible to acquire/maintain/audit company licensing and product registration. Research and analyze applicable legislation and Federal, State and Local regulations to ensure the company’s ongoing compliance. Provide guidance to Operations and other areas of the company on complian...
Search Terms: Regulatory Affairs, Compliance, Substance, Specialist, Regulatory
81.2
18mi
Updated: May 22
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/C971121051169710879110101.png)
Compliance Advisor Manager
Melville
Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD, Reg B, FCRA, ADA, SCRA, Reg E, Reg O, Reg Z, UDAAP, CRA, and state laws pertaining to deposi...
Search Terms: Compliance, Manager, Advisor, Compliance Manager, Project Management
80.4
18mi
Updated: June 29
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/V10111410511011683121115116101109115.png)
Assistant General Counsel, Procurement Contracts & Regulatory Compliance
REMOTE MELVILLE
The Assistant General Counsel, Procurement Contracts and Regulatory Compliance position will manage the procurement contracts team (consisting of two direct reports) supporting Verint’s Procurement team and procurement activities on a global basis, as well as being responsible for Verint’s regulatory...
Search Terms: Contracts, Procurement, General Counsel, Regulatory, Compliance
79.2
18mi
Updated: June 13
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/P1141051001018311697102102.png)
Compliance Assistant - Mortgage
Melville
Compliance Assistant - Mortgage. Company/ Industry: Well-established mortgage lender. Locations: Proximity to Farmingdale, NY - Salary: $55-70 K/yr commensurate with experience, inclusive of benefits. Status: Direct hire, FT on-site Mon-Fri The ideal candidate will have a background in Mortgage Co...
Search Terms: Mortgage, Compliance, Assistant, Banking, Staffing
78.7
18mi
Updated: June 05
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Research Compliance Administrator
Valhalla
The candidate will report to the Vice President of Research. Incumbent will manage all aspects of ongoing research studies' compliance records. Candidate will be responsible for design and implementation of all tasks relating but not limited to: clinical trial contracts, confidential disclosure agree...
Search Terms: Research, Administrator, Compliance, Compliance Manager, Skills
75.5
13mi
Updated: May 31
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/V10111410511011683121115116101109115.png)
Director, Benefits, Immigration & Relocation
REMOTE MELVILLE
Responsible for the strategic direction, alignment, design and oversight of all benefit plans, immigration & relocation programs and employee HR compliance resources for US, Canada, Mexico and Brazil employees. Principal Duties and Essential Responsibilities: Direct the development, implementation an...
Search Terms: Benefits, Director, Leadership, Compliance, Technology
63.2
18mi
Updated: June 21
![All logos, trademarks, service marks are the property of their respective holder. logo](https://jobabstracts.com/Shared/Images/Logos/Ids/N97116871011151167797114107101116115.png)
US Operations Oversight & Advisory
Stamford
The NatWest Operations Oversight & Advisory team is responsible for supervising activities that been outsourced to Broadridge while also supporting key clients and other stakeholder areas as part of our global Business Partnering Centre of Excellence. This oversight role collaborates with our Operati...
Search Terms: Operations, Advisor, Operation, Controls, Project Management
0
0mi
Updated: July 01
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