Jobs near Stamford: 2,391
RS
Relevance Score ranked on: COMPLIANCE
Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer
Stamford
This job description is intended to describe the general requirements for the position. It is not a complete statement of duties, responsibilities or requirements of the role. Other duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business....
Search Terms: Assurance, Monitoring, Compliance, Officer, Dealer
87.7
0mi
Updated: November 14
Compliance Privacy Director
Stamford
The Compliance Privacy Director, you will lead the Privacy Office driving the strategy for compliance with existing and new laws and regulation. Leading a team of privacy professionals and developing cross functional business relationships, the Privacy Director will foster an open and honest risk man...
Search Terms: Director, Compliance, Privacy, Operations, Business Services
87.7
0mi
Updated: November 13
Director Electronic Trading Compliance Officer, US
Stamford
This job description is intended to describe the general requirements for the position. It is not a complete statement of duties, responsibilities or requirements of the role. Other duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business....
Search Terms: Compliance Officer, Director, Electronic, Officer, Compliance
85.3
0mi
Updated: December 12
VP, Legal Compliance, Bank Secrecy Act Officer
Purchase
MTS US is the authorised and regulated entity within Mastercard Transaction Services (MTS) through which regulated payments activity is undertaken for our US based Customers and others around the world. MTS is a division within Mastercard that undertakes payments business wherever a Product or Busine...
Search Terms: Officer, Compliance, Legal, Customer Experience, Business Services
84.8
9.3mi
Updated: December 17
Compliance Analyst - Core Compliance.
Greenwich
Back to jobs. New. Compliance Analyst - Core Compliance. Greenwich, CT - Apply About INTERACTIVE BROKERS! This is a hybrid role (3 days in the office/2 days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-...
Search Terms: Compliance, Compliance Analyst, Analyst, Broker, Regulatory
84.4
4.9mi
Updated: November 22
Paralegal Compliance
WHITE PLAINS
What you will do:Corporate Governance, Records Management and Reporting: Manages the tracking, organizing and filing of contracts, legal documents, presentations and correspondence, including overseeing the effective use of Legal Tracker and other records management and reporting software for legal, ...
Search Terms: Legal, Compliance, Paralegal, Business Operations, Research
82.5
11mi
Updated: November 21
Sr Compliance Specialist
Greenwich
1. Serves as a role model for ethical management behavior and promotes an awareness and understanding of the Systems Code of Conduct and Privacy and Corporate Compliance Program. 2. With guidance from the Director, System Compliance Operations, develop personal goals and objectives consistent with th...
Search Terms: Compliance Specialist, Compliance, Operations, Officer, Specialist
81.3
4.9mi
Updated: December 11
Compliance Manager - Agency & Partnership
WHITE PLAINS
What you will do:Responsible for developing and updating general compliance guidance for life and health product sales through independent agency partners, including compliance with New York Regulation 187, as well as telemarketing and privacy laws. Develops and maintains a compliance program that in...
Search Terms: Compliance Manager, Compliance, Partnership, Manager, Business Partner
79.7
11mi
Updated: December 10
Manager, Contracts & Compliance
Port Washington
Draft, revise and negotiate contracts with Global Industrial’s vendors and customers (commercial and government). Manage a portfolio of contracts with Global Industrial’s customers (commercial and government), including but not limited to pricing/rebate agreements, master purchase agreements, ND - As...
Search Terms: Contracts, Manager, Compliance, Contract, Project Management
76.5
17mi
Updated: December 05
Broker Dealer Testing, VP
Stamford
This job description is intended to describe the general requirements for the position. It is not a complete statement of duties, responsibilities or requirements of the role. Other duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business....
Search Terms: Dealer, Broker, VP, Compliance, Business
70.4
0mi
Updated: November 14
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