Jobs near Brookline: 14,846
RS
Relevance Score ranked on: COMPLIANCE
Research Compliance and Integrity Specialist
Brookline
Reporting to the Research Compliance Officer, the Research Compliance and Integrity Specialist brings a passion for innovation and enhancement and provides project management and analytical support for the development, implementation, and communication of policies and procedures consistent with Feder...
Search Terms: Research, Compliance, Specialist, Integrity, Healthcare
91.7
0mi
Updated: September 25
Director, FDAS Compliance
Boston
As a member of the Fidelity Digital Asset Services, LLC ('FDAS') Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In this role on the Regulatory Compliance Team, you w...
Search Terms: Compliance, Director, Regulatory, Customer Experience, Business Partner
87.3
4.8mi
Updated: September 24
Investment Compliance, Engagement Lead - VP
Boston
Are you passionate about Investment Compliance and driven to ensure clients experience best in class service? Are you enthusiastic about change and maximising opportunities to improve? If so, then this position may be the right one for you! As an Engagement Lead within the Investment Compliance team,...
Search Terms: Compliance, Engagement, Investment, Lead, VP
86.6
3.8mi
Updated: September 20
Marketing Compliance – State Street Global Advisors, Vice President
Boston
Design compliance advisory reviews and testing activities and participate in semi-annual compliance risk assessment exercises. - Monitor the global regulatory environment for new rulemaking pertaining to Distribution and Sales Practices. Work with counterparts within the SSGA business line, SSGA Comp...
Search Terms: Compliance, Vice President, Advisor, Marketing, Global
86.4
3.8mi
Updated: September 19
Director, Product Management, Market Strategy – Compliance Analytics - Hybrid MA/MD/MN/NY/PA R0043219
Waltham
Establish, manage and execute an overall market strategy for Compliance Analytics related products. Overall responsibility for revenue and sales goals of Compliance Analytics related products. Establish key performance indicators (KPIs) to track product performance and measure success, including reve...
Search Terms: Product Management, Compliance, Director, Strategy, Analytics
86.3
8.2mi
Updated: September 24
Senior Project Manager, Natural Gas Project Delivery Permitting and Compliance (Field Based)
Boston
ERM is hiring a Senior Project Manager, Natural Gas Project Delivery Permitting and Compliance to assist with current client development, new business development, and industry awareness. This position will focus on energy projects with responsibility for advancement of permitting and compliance asso...
Search Terms: Project Manager, Project, Natural Gas, Permit, Delivery
86.1
3.8mi
Updated: September 26
Assistant Director of Research Compliance, Quality Improvement Program
Boston
The Assistant Director is a member of a cross-functional team supporting a wide range of research programs and activities for the Harvard Business School (HBS) faculty and its governance. In partnership with the Director of Research Compliance, the Assistant Director has primary responsibility for de...
Search Terms: Director, Research, Compliance, Quality, Assistant
85.7
3.8mi
Updated: September 13
Senior Vice President Compliance & Risk Officer, Retirement & Private Wealth
Boston
In a rapidly changing world, HUB advises businesses and individuals on how to prepare for the unexpected. As one of the worlds' largest insurance brokers, our focus is dedicated to providing our customers with the peace of mind that what matters most will be protected through unrelenting advocacy and...
Search Terms: Risk Officer, Compliance, Vice President, Risk, Wealth
85.6
3.8mi
Updated: September 12
IT Compliance Lead
Boston
6-8 years’ proven experience as a IT compliance lead role in Evaluating how an organization/ IT follows their own processes and policies and in adherence to various laws and regulations globally to identify possible weaknesses or risks. Initiating and or revising IT process and policies to meet the s...
Search Terms: IT, Compliance, Leadership, Controls, Accounting
85.5
3.8mi
Updated: September 10
Compliance Team Lead - Advertising andamp; Marketing
Westwood
We are seeking a highly skilled and experienced Wealth Management Marketing Professional with expertise in the SEC Marketing Rule. The ideal candidate will develop, implement, and manage marketing content and strategies that comply with applicable regulatory requirements, effectively promoting our We...
Search Terms: Marketing, Advertising, Compliance, Team Lead, Lead
85.3
8.8mi
Updated: September 21
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