Jobs near Quincy: 12,688
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Relevance Score ranked on: COMPLIANCE
Director, FDAS Compliance
Boston
As a member of the Fidelity Digital Asset Services, LLC ('FDAS') Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In this role on the Regulatory Compliance Team, you w...
Search Terms: Compliance, Director, Regulatory, Customer Experience, Business Partner
87
7.7mi
Updated: September 24
Associate Manager, Compliance Policy and Standards
Boston
The Associate Manager, Compliance Policy and Standards will support Stryker’s efforts to develop and operationalize compliance guidance across the global organization to align business activities with relevant laws, regulations, and ethical standards. This professional will execute the strategic dire...
Search Terms: Associate Manager, Compliance, Policy, Manager, Associate
85.5
8.8mi
Updated: September 21
Investment Compliance, Engagement Lead - VP
Boston
Are you passionate about Investment Compliance and driven to ensure clients experience best in class service? Are you enthusiastic about change and maximising opportunities to improve? If so, then this position may be the right one for you! As an Engagement Lead within the Investment Compliance team,...
Search Terms: Compliance, Engagement, Investment, Lead, VP
85.3
8.8mi
Updated: September 20
Compliance Team Lead - Advertising andamp; Marketing
Westwood
We are seeking a highly skilled and experienced Wealth Management Marketing Professional with expertise in the SEC Marketing Rule. The ideal candidate will develop, implement, and manage marketing content and strategies that comply with applicable regulatory requirements, effectively promoting our We...
Search Terms: Marketing, Advertising, Compliance, Team Lead, Lead
85.2
10mi
Updated: September 21
Marketing Compliance – State Street Global Advisors, Vice President
Boston
Design compliance advisory reviews and testing activities and participate in semi-annual compliance risk assessment exercises. - Monitor the global regulatory environment for new rulemaking pertaining to Distribution and Sales Practices. Work with counterparts within the SSGA business line, SSGA Comp...
Search Terms: Compliance, Vice President, Advisor, Marketing, Global
85.1
8.8mi
Updated: September 19
Sr Auditor Compliance Audit
Norwell
Ensure Health and Safety is the number one goal by following policies, processes, and always acting in a safe manner;Partner effectively with operations, compliance and legal organizations to develop and execute internal EHS compliance audit programs. Develop audit programs, lead and conduct EHS audi...
Search Terms: Audit, Compliance, Auditor, Operations, EHS
84.8
11mi
Updated: September 20
Assistant Director of Research Compliance, Quality Improvement Program
Boston
The Assistant Director is a member of a cross-functional team supporting a wide range of research programs and activities for the Harvard Business School (HBS) faculty and its governance. In partnership with the Director of Research Compliance, the Assistant Director has primary responsibility for de...
Search Terms: Director, Research, Compliance, Quality, Assistant
84.3
8.8mi
Updated: September 13
IT Compliance Lead
Boston
6-8 years’ proven experience as a IT compliance lead role in Evaluating how an organization/ IT follows their own processes and policies and in adherence to various laws and regulations globally to identify possible weaknesses or risks. Initiating and or revising IT process and policies to meet the s...
Search Terms: IT, Compliance, Leadership, Controls, Accounting
84
8.8mi
Updated: September 10
Compliance Advisory , Senior Associate, Hybrid
Boston
As Compliance Advisory, Senior Associate, you will. Deliver on compliance responsibilities in support of the North America compliance program within SSGA, including:Completing firm-level filing requirements with various regulators in North America, such as Form BD/ Form BR (FINRA) and Form 7 R (NFA) ...
Search Terms: Compliance, Associate, Advisor, Senior, Project Management
83.8
8.8mi
Updated: September 07
Compliance Intern
Boston
The Compliance Summer Internship role will provide the intern with an opportunity to gain a stronger understanding of Compliance framework within the Financial Services industry. They will be part of a diverse team of talented professionals who interact with senior Risk & Compliance team personnel an...
Search Terms: Compliance, Intern, Business Operations, Diversity, Banking
83.8
8.8mi
Updated: September 07
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