Job Abstract

Primary responsibilities include:

• Compiles compliance banking documentation based on a checklist of needed documentation for potential FinTech/MSB Clients.
• Reviews compiled data and establish the risk profile of the potential client based on a predetermined risk structure.
• Reports compliance and risk issues and escalate to Compliance Officer and Chief Risk Officer.
• Effectively communicate and collaborate with the Avenu Sales team during the documentation gathering process.
• Presents their observations to committee members.
• Assists with internal auditing.
• Monitors and tests the Bank’s product and services to ensure compliance with federal and state laws.
• Documents monitoring, testing, and auditing work performed as well as any findings.
• Conducts follow-up with co-workers and clients to ensure any compliance issues are remedied in a timely manner.
• Assists with ongoing review, revision and implementation of compliance policies, procedures, and practices
• Helps with ongoing design, revision, and implementation of compliance monitoring protocols
• Assist with special investigations and targeted reviews as directed.
• Partners with the Compliance Officer to provide regular training for newly hired employees and other banking staff, particularly when any state or federal laws change.

• Minimum of 3 years of banking or financial compliance experience.
• Experience in bank functions , to include but not limited to ACH, Wires, Debit Cards, REG E disputes, eStatements, Identity Theft red flags, Customer Complaint Management.
• Knowledge of BSA/AML requirements.
• Knowledge of Consumer Deposit Regulations to include; Reg E, Reg DD, Reg P, Consumer Complaints, UDAAP, FCRA, Identity Theft.
• Strong ability to read legal text, process it and understand its meaning.
• Auditing or compliance review experience is a big plus.
• Google Workspace experience preferable.
• Must be extremely organized.
• Basic understanding of financial institution policies and procedures.
• Able to work on projects independently.
• Able to be flexible and move from project to project with little notice.
• Be a Team Player and communicate effectively with all departments of Avenu and the bank
• Possesses positive, can do attitude.

At MainStreet Bank we strive to bring talented, team-oriented individuals on staff to meet and exceed our customers' needs. MainStreet team members enjoy a friendly working environment, opportunity for personal and professional growth, generous benefits and access to resources for improving their well-being.

For more information visit our website at www.mstreetbank.com.

MainStreet Bank is an equal opportunity employer. Employment selection and related decisions are made without regard to sex, race, age, disability, religion, national origin, color or any other protected class.