Primary Skills: Compliance, Risk Assessment, Monitoring, Regulation Analysis, Policy Creation Contract Type: W 2 Duration: 6 Months (Possible extension) Location: New York, NY Pay Range: $42-45 Per hour on W 2 #LP We are seeking a diligent Compliance Analyst for our Capital Markets - Equities division, aiming for an immediate start. The role entails assisting Compliance management in implementing and maintaining our Global Markets Compliance Program, offering advisory services, and executing ris... more details
Primary Skills: Compliance, Risk Assessment, Monitoring, Regulation Analysis, Policy Creation Contract Type: W2 Duration: 6 Months (Possible extension) Location: New York, NY Pay Range: $42-45 Per hour on W2 #LP
We are seeking a diligent Compliance Analyst for our Capital Markets - Equities division, aiming for an immediate start. The role entails assisting Compliance management in implementing and maintaining our Global Markets Compliance Program, offering advisory services, and executing risk assessments in conjunction with monitoring and surveillance activities. This position plays a crucial role in ensuring our compliance efforts align with the Firm's overarching compliance objectives and regulatory requirements.
JOB RESPONSIBILITIES:
Initiate and monitor equity trading business testing.
Oversee controls related to trade reporting, execution, and electronic communication.
Assist in the development and refinement of compliance policies and procedures.
Conduct branch inspection reviews across various business locations.
Coordinate, perform ongoing compliance reviews, and risk assessments to ensure effective policy and control operation.
JOB REQUIREMENTS:
College Degree.
1-3 years of experience in Compliance.
Strong attention to detail, excellent communication, critical thinking, and effective people/project management skills.
ABOUT AKRAYA
Akraya is an award-winning IT staffing firm consistently recognized for our commitment to excellence and a positive work environment. Voted the #1 Best Place to Work in Silicon Valley (2023) and a Glassdoor Best Places to Work (2023 & 2022), Akraya prioritizes a culture of inclusivity and fosters a sense of belonging for all team members. We are staffing solutions providers for Fortune 100 companies, and our industry recognitions solidify our leadership position in the IT staffing space. Let us lead you to your dream career, join Akraya today!
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