Job Abstract

Manager, Capital Markets Operations

The Securities and Funding Operations team within the Capital Markets Operations group in Corporate Treasury is responsible for trade confirmation, settlement and servicing activities associated with the Investment Portfolio, Capital Markets Funding, Agency Multifamily, Money Market and Repo Trading Desks.  The team is also responsible for timely settlement of Agency CMBS for the Warehouse Lending group. 

In this role, the candidate will manage a team responsible for trade capture management, Front to Back reconciliation, identifying operational risk, trade confirmation and settlement forecasts.  A successful candidate should have extensive knowledge of Fixed Income Products (MBS, CMO, Treasuries, Repos, Corporate Bonds etc.) with expertise to include trade capture, settlement, custody  and collateralization.  The role requires a highly motivated, tech savvy self-starter who can balance multiple priorities, deliver timely and accurate results, collaborate well with key stakeholders, and is comfortable with implementing technological enhancements into the operational landscape.

Responsibilities: 

• Serves as the first point of contact for the trading desks and internal stakeholders and is able to effectively address issues, escalate potential problems, and head off concerns.

• Review exceptions to standard processing to ensure overall compliance with regulations, firm policies, and accepted business practices. Accurately review, verify, and/or record data into technology supporting department processes.

• Develop and maintain department procedures. Conduct operations process oversight on complex exception-based and/or highly specialized processes to ensure adherence to department procedures, risks are mitigated, and regulatory requirements are met

• Reduce risk and increase efficiencies by identifying potential process improvements and/or system modifications

• Participate in business requirement development, UAT testing, end-user training, and implementation support for enhancements and new firm initiatives for changing technology systems supporting department processes

• Supervise and direct time sensitive, complex and/or highly specialized daily work flows to ensure department service levels are met

Basic Qualifications: 

• Bachelor's Degree or military experience

• At least 5 years of experience in trade support or operations management

• At least 5 years of experience in capital markets, finance, or operations

Preferred Qualifications:

• Experience with Python, SQL, Google Suite

• Ability to quickly grasp new industry practices and create/document new processes

• Detail-oriented for processing trade flow, data entry, and data reconciliation 

• Excellent verbal, written, and interpersonal communication skills

• Experience and ability to use Bloomberg, SimCorp Dimension, Murex or similar systems

• Strong organizational skills, ability to effectively prioritize and work independently as well as with team

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).