Job Abstract

JOB FUNCTION / PURPOSE:

The Staff Auditor is primarily responsible for the execution of internal audits engagements and/or Sarbanes-Oxley Act Section 404 testing under the direction of a Senior Auditor, Audit Manager and/or VP, Associate Director to evaluate the adequacy, effectiveness, and efficiency of the internal control system and to determine compliance with established bank policies, procedures, government regulations, and industry best practices.

QUALIFICATIONS:

• A bachelor’s degree and/or experience within the banking industry is required, additional education or certification is a plus.
• Knowledge of IIA standards and the common definition of internal controls.
• Pursuing a CIA, CPA or other relevant professional designation or an advanced degree.
• Proficiency in the use of a computer and Microsoft Office (i.e., Word, Excel, PowerPoint and Outlook.) is required. Knowledge of analytic tools and Teammate are preferred to perform the Staff Auditor responsibilities.
• Strong oral and written communication skills to work with the auditee, co-workers and department management.
• Strong attention to details and critical-thinking skills.
• Strong process facilitation, project management and analytical skills.

PRINCIPAL ACTIVITIES / OBJECTIVES:

• Documents an understanding of department/branch policies, procedures, and the internal control system.
• Performs audit program steps to test the design and operating effectiveness of internal controls
• Documents audit testing in a concise manner through the preparation of detailed audit work papers consistent with departmental standards and industry practices.
• Provides clear explanations of audit procedures performed, exceptions identified, and testing conclusions in audit work papers.
• Presents any irregularities to in-charge auditor, along with the proposed disposition.
• Displays good time management skills by completing assignments timely, provide in-charge auditor assignment status, and request assistance as needed to keep assignment progressing.
• Has a knowledge of and applies the Standards for the Professional Practice of Internal Auditing and the Code of Ethics developed by the Institute of Internal Auditors (IIA).
• Maintains effective and professional working relationship with the bank staff in audit areas.
• Assist in-charge auditor with providing management with timely communication of audit status and potential findings.
• Performs special projects and assignments under direction of department management.
• Identify process efficiency or productivity improvements and/or cost reduction opportunities.
• Periodic travel may be required to complete assigned reviews, training, etc.