Jobs near Bronx: 20,241
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Fixed Income U.S. Portfolio Surveillance - Investment Management - Analyst / Associate
New York
Morgan Stanley Investment Management (MSIM) is one of the largest global asset management organizations of any full-service securities firm, with more than 40 years of history, a presence in 24 countries, and a total of $1.5 trillion in assets under management as of March 31, 2024. MSIM strives to pr...
Search Terms: Investment, Surveillance, Management, Analyst, Portfolio
86.6
5.6mi
Updated: February 10
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Head of U.S. Surveillance, SCIB Compliance
New York
As the Head of U.S. Surveillance, you will be part of the Global Surveillance team within the SCIB Compliance and Conduct function. Your objective will be to develop and maintain the U.S. Surveillance function in order to reduce and identify risks related to market abuse, through the management of co...
Search Terms: Surveillance, Compliance, Security, Banking, Communication
84.8
5.6mi
Updated: January 29
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Compliance – Surveillance Lead (Wealth Management Trade Surveillance) – Vice President
Jersey City
Review Trade Surveillance alerts seeking to identify risks related to Market Misconduct, Sales Practice, and Customer Suitability Perform thorough investigations and identify possible violations of rules, regulations, and procedures Collaborate with stakeholders from other areas of the firm to enhanc...
Search Terms: Surveillance, Vice President, Lead, Compliance, Trade
84.4
8.1mi
Updated: January 29
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Compliance- Surveillance Lead - Vice President
Jersey City
Oversee matters related to data-driven threshold tuning and optimization, surveillance coverage, and innovation across trade surveillance. Leverage prior subject matter expertise in trade surveillance data and review processes to guide the design of innovative solutions, with the overarching goal of ...
Search Terms: Surveillance, Vice President, Lead, Compliance, President
84.4
8.1mi
Updated: February 01
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Compliance- Surveillance Lead - Vice President
Jersey City
Oversee matters related to data-driven threshold tuning and optimization, surveillance coverage, and innovation across trade surveillance. Leverage prior subject matter expertise in trade surveillance data and review processes to guide the design of innovative solutions, with the overarching goal of ...
Search Terms: Surveillance, Vice President, Lead, Compliance, President
84.4
8.1mi
Updated: February 01
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Trade Surveillance Associate (Compliance)
New York
The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and Futures and/or Communications. KEY ACCOUNTABILITIESSHAREHOLDER ...
Search Terms: Compliance, Surveillance, Trade, Internal Auditor, Associate
84.4
5.6mi
Updated: February 01
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Trade Surveillance Vice President (Compliance)
New York
The TDS US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and Futures and/or communications. The VP Compliance TDS over...
Search Terms: Compliance, Surveillance, Vice President, Trade, Internal Auditor
84.4
5.6mi
Updated: February 01
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Compliance – Surveillance Lead (Wealth Management Trade Surveillance) – Vice President
Jersey City
Review Trade Surveillance alerts seeking to identify risks related to Market Misconduct, Sales Practice, and Customer Suitability Perform thorough investigations and identify possible violations of rules, regulations, and procedures Collaborate with stakeholders from other areas of the firm to enhanc...
Search Terms: Surveillance, Vice President, Lead, Compliance, Trade
84.4
8.1mi
Updated: January 28
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Quantitative Analyst, Compliance Trade Surveillance Model Tuning & Predictive Analytics (Vice President)
New York
Department Overview:The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including i...
Search Terms: Compliance, Surveillance, Vice President, Analytics, Trade
84.3
5.6mi
Updated: January 21
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Compliance -Surveillance Lead - Vice President
Jersey City
Review surveillance output and analyze trading and market activity, with a focus on Firmwide trading in derivatives products to identify potential market manipulation or other impermissible trading behavior Work with Line of Business management and LOB Compliance stakeholders to review and resolve ac...
Search Terms: Surveillance, Vice President, Lead, Compliance, President
84
8.1mi
Updated: February 04
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