Jobs near New York: 27,612
RS
Relevance Score ranked on: REGULATORY
Senior Manager, Regulatory Compliance Risk Assessment (US)
New York
Why Work with Us? At TD Bank Global Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a ...
Search Terms: Risk, Manager, Assessment, Regulatory, Compliance
89.6
1mi
Updated: August 28
VP - Regulatory and Supervisory Management
New York
Regulatory and Supervisory Management (RSM) proactively supports TD Securities' Global Markets sales, trading and origination businesses. This group is responsible for performing the supervision of sales, trading & origination activities by conducting reviews, documenting findings, and escalating exc...
Search Terms: Supervisor, Management, Regulatory, VP, Continuous
89.6
1mi
Updated: August 28
Associate, Regulatory and Supervisory Management
New York
Regulatory and Supervisory Management (RSM) proactively supports TD Securities' Global Markets sales, trading and origination businesses. This group is responsible for performing the supervision of sales, trading & origination activities by conducting reviews, documenting findings, and escalating exc...
Search Terms: Supervisor, Regulatory, Management, Associate, Support
89.6
1mi
Updated: August 28
Manager, Regulatory Compliance - Payments & Digital Assets
New York City
The Regulatory Compliance Manager supports the licensing, regulatory reporting, and examination readiness work that keeps our payments and digital assets business operating across U.S. and applicable international jurisdictions. You will run licensing obligations end to end, lead regulatory submissio...
Search Terms: Regulatory, Payment, Manager, Compliance, Digital
89.6
1mi
Updated: August 28
VP Broker Dealer Regulatory Reporting
New York
We are seeking a highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for the preparation, review, and oversight of all SEC financial responsibility rule reporting, including net capital computations under Rule 15 c 3-1 a...
Search Terms: Dealer, Regulatory, VP, Reporting, Broker
89
1mi
Updated: August 26
Manager, Regulatory ReportingNew
New York
The Manager, Regulatory Reporting manages Oscar's compliance programs and activities (i.e. regulatory). You will be responsible for overseeing the development, implementation, and management of all compliance programs to align with healthcare regulatory requirements. Additionally, you will assess com...
Search Terms: Regulatory, Manager, Reporting, Business Operations, Healthcare
89
1mi
Updated: August 26
Regulatory Counsel, Americas
New York
Support regulatory legal matters relating to Airwallex’s business across the Americas, including advice on existing licenses and registrations and potential future applications. - Research and summarize developments in payments and financial services regulation, identifying potential impacts on busin...
Search Terms: Regulatory, Business Operations, Financial, Legal, Support
89
1mi
Updated: August 26
Associate, U.S. Regulatory Reporting and Controls Management
Jersey City
RBC U.S. Finance team is seeking an Associate to join the U.S. Regulatory Reporting and Controls Management function for the U.S. Intermediate Holding Company (IHC) and U.S. Branches, responsible for review of regulatory reports, as well as, driving optimization and automation of regulatory reporting...
Search Terms: Controls, Regulatory, Management, Reporting, Associate
88.3
3.6mi
Updated: August 29
Delivery Director, Global Regulatory Implementation and Transformation
New York
Preferred Qualifications:TEAM OVERVIEW - The Global Regulatory Implementation and Transformation team is responsible for the design, implementation, and sustainability of regulatory projects. This includes strategic remediation programs across TD Securities – e.g., market conduct (trade and communica...
Search Terms: Director, Delivery, Regulatory, Implementation, Project Management
87.9
1mi
Updated: August 20
Regulatory Sales Specialist
New York
Regulatory Sales Specialist Apply now » Apply now Start applying with LinkedIn Apply Now Start Please wait... a.dialog. Apply. Btn { display: none; } Date: Aug 26, 2026 Location: New York, NY, US Medford, OR, US Chattanooga, TN, US MA, US Durham, NC, US Portland, ME, US FL, US Pittsburgh, PA, US TX, ...
Search Terms: Sales Specialist, Regulatory, Sales, Specialist, Client Success
87.8
1mi
Updated: August 27
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