Jobs near New York: 19,320
RS
Relevance Score ranked on: COMPLIANCE OFFICER
Asset Management Investment Guidelines Compliance Officer - Private Markets
New York
Search Terms: Compliance Officer, Investment, Management, Officer, Private
88.9
0mi
Updated: December 04
Research, Marketing, and Content Compliance Officer - Director - Hybrid
New York
Providing day-to-day Compliance advice relating to the Research, Marketing, and Content products and services and the associated regulatory rules/laws and interpretation on internal policies and procedures;Directing the design, development, delivery and maintenance of best-in-class Compliance, progra...
Search Terms: Compliance Officer, Director, Research, Marketing, Compliance
88.6
0mi
Updated: November 29
Chief Counsel & Chief Compliance Officer
New York
Will include the provision of legal counsel and regulatory guidance, executive level leadership, development and execution of strategic vision, the enhancement of testing and monitoring, and activating risk management controls. This position will directly lead a team of Legal and Compliance professio...
Search Terms: Compliance Officer, Chief, Compliance, Counsel, Officer
88.1
0mi
Updated: November 16
Compliance Officer, Data & Technology
New York
The successful candidate will have a pivotal role in keeping Risk & Compliance management informed of significant data & technology matters & initiatives. The role will also represent the S&P Global Ratings Compliance department in cross divisional data & technology initiatives and have a critical in...
Search Terms: Compliance Officer, Technology, Compliance, Officer, Data
86.2
3.2mi
Updated: December 10
Senior Compliance Officer II. - CRA
New York
Serve as the Bank’s Senior CRA Officer-CRA Program Manager and monitor the Bank’s CRA performance in accordance with the Bank’s CRA strategy and goals. Develop, lead and manage a comprehensive and enterprise wide CRA Program by engaging stakeholders in the Bank and within the community. Chair the Ban...
Search Terms: Compliance Officer, Compliance, Officer, Senior, Support
85.6
3.8mi
Updated: December 06
Compliance Officer (AVP) - Conflicts andamp; Information Barrier Advisory - Research Clearance and Chaperoning
Jersey City
Assisting in the design, development, delivery and maintenance of best-in-class compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to Research operational issues, as well as providing transactional approvals and interpretations of internal comp...
Search Terms: Compliance Officer, Research, Compliance, Officer, Advisor
85
3mi
Updated: November 14
Compliance Officer S&P Global DJI
New York
And Impact: Collaborate with divisional functions to implement relevant compliance policies and procedures, fostering a culture of adherence to laws and regulations. Provide oversight for the Division’s IOSCO assurance program. Offer advisory services on compliance matters and actively participate in...
Search Terms: Compliance Officer, Compliance, Officer, Global, Benefits
84.2
6.8mi
Updated: November 30
VP-Compliance
New York
The Compliance Vice President (VP) will work within the Compliance Program Office and Moody's Shared Services (MSS) Compliance Advisory team. This role will support the MSS Business Unit Compliance Officer (BUCO) in providing Compliance advice and support to MSS, which is a diverse set of internal cl...
Search Terms: Compliance Officer, Compliance, Regulatory Affairs, Support, Business Services
81.8
2.9mi
Updated: December 06
Senior Compliance Associate, Policies & Education
Jersey City
About Lord Abbett: Founded in 1929, Lord Abbett is an independent firm with a singular focus on the management of money. Over the course of our history, we've earned a sterling reputation for our leadership, influence, and innovation in the asset management industry. Today, our independent perspectiv...
Search Terms: Compliance, Education, Associate, Compliance Officer, Senior
77.8
3mi
Updated: December 18
Compliance Specialist
Hackensack
A day in the life of a Compliance Specialist at Hackensack Meridian Health includes:Investigates, responds to and communicates information regarding, documentation, coding, billing compliance and reimbursement. Facilitates the review of timely, accurate and complete documentation. Assists in identify...
Search Terms: Compliance Specialist, Compliance Officer, Specialist, Compliance, Healthcare
73.6
9.6mi
Updated: November 20
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