Jobs near Waltham: 14,169
RS
Relevance Score ranked on: COMPLIANCE
Marketing Compliance – State Street Global Advisors, Vice President
Boston
Design compliance advisory reviews and testing activities and participate in semi-annual compliance risk assessment exercises. - Monitor the global regulatory environment for new rulemaking pertaining to Distribution and Sales Practices. Work with counterparts within the SSGA business line, SSGA Comp...
Search Terms: Compliance, Vice President, Advisor, Marketing, Global
87.7
8.5mi
Updated: September 19
Swap Dealer Compliance, AVP
Boston
Be Responsible for. Advising and implementing enhancements to the overall Swap Dealer Compliance Program, including policies and procedures. Assisting in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (CFTC & NFA)Reviewing and educating inter...
Search Terms: Dealer, Compliance, Monitoring, Business Services
85.3
8.5mi
Updated: September 18
Assistant Director of Research Compliance, Quality Improvement Program
Boston
The Assistant Director is a member of a cross-functional team supporting a wide range of research programs and activities for the Harvard Business School (HBS) faculty and its governance. In partnership with the Director of Research Compliance, the Assistant Director has primary responsibility for de...
Search Terms: Director, Research, Compliance, Quality, Assistant
85.1
8.5mi
Updated: September 13
Staff Specialist - Quality and Clinical Compliance
Newton
Culture of Excellence Responsibilities; - See everyone as worthy of respect and attention - Design care and services for and with each patient - Recognize that patients see quality service as quality care - Make it a priority to assist patients, visitors and colleagues - Take advantage of learning an...
Search Terms: Clinical, Compliance, Quality, Specialist, Staff
85.1
2.6mi
Updated: August 15
Staff Specialist - Quality and Clinical Compliance
Newton
; - See everyone as worthy of respect and attention - Design care and services for and with each patient - Recognize that patients see quality service as quality care - Make it a priority to assist patients, visitors and colleagues - Take advantage of learning and growth opportunities - Understand or...
Search Terms: Clinical, Compliance, Quality, Specialist, Staff
85.1
2.6mi
Updated: August 15
IT Compliance Lead
Boston
6-8 years’ proven experience as a IT compliance lead role in Evaluating how an organization/ IT follows their own processes and policies and in adherence to various laws and regulations globally to identify possible weaknesses or risks. Initiating and or revising IT process and policies to meet the s...
Search Terms: IT, Compliance, Leadership, Controls, Accounting
84.7
8.5mi
Updated: September 10
Senior Compliance Advisor, Consumer Banking
Boston
Senior Compliance Advisor, Consumer Banking. Wyomissing, United States of America. The Sr. Advisor serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. The incumbent performs risk assessm...
Search Terms: Compliance, Banking, Advisor, Senior, Regulatory
84.3
8.5mi
Updated: September 07
Compliance Intern
Boston
The Compliance Summer Internship role will provide the intern with an opportunity to gain a stronger understanding of Compliance framework within the Financial Services industry. They will be part of a diverse team of talented professionals who interact with senior Risk & Compliance team personnel an...
Search Terms: Compliance, Intern, Business Operations, Diversity, Banking
84.3
8.5mi
Updated: September 07
Compliance Advisory , Senior Associate, Hybrid
Boston
As Compliance Advisory, Senior Associate, you will. Deliver on compliance responsibilities in support of the North America compliance program within SSGA, including:Completing firm-level filing requirements with various regulators in North America, such as Form BD/ Form BR (FINRA) and Form 7 R (NFA) ...
Search Terms: Compliance, Associate, Advisor, Senior, Project Management
84.3
8.5mi
Updated: September 07
Senior Compliance Consultant
Boston
The opportunity. The Senior Compliance Consultant provides expertise and consultation to the Bermuda Business Unit (BU) and Asia Segment Compliance for initiatives including:Anti-Money Laundering/ Anti-Terrorist Financing Program management. Enhanced Due Diligence (EDD) reviews of new business applic...
Search Terms: Compliance, Consultant, Senior, Skills, Monitoring
84.1
8.5mi
Updated: September 05
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